What our clients say about working with us.

Financial advice provider.

I can’t speak highly enough of Jeanette and the team at TCC! When the regulatory regime changed for financial advice providers, TCC helped us to create a suite of policies, procedures and systems that matched our business’s operational needs and overall ethos with a view to obtaining (and operating within) a market service licence.  TCC worked with us to seamlessly complete this mammoth job with minimal disruption to the day to day operations for our board of directors and advisers.  We were impressed with the quality of the finished product (simple language presented clearly) and the innovative tools/spreadsheets that TCC created to help us measure progress and compliance levels going forward.  It’s a rarity to find the perfect combination of professionalism, affordability, and co-operation but TCC were just that.  We would definitely recommend them.

Licensed derivatives issuer.

We have had the pleasure of working with Jeanette and team at The Compliance Company for several years now and can categorically state that they are the best in the industry. Their attention to detail and understanding of all the latest regulations has been key to implementing a practical and effective compliance framework bespoke to our business. Jeanette is always available to answer questions and provide valuable, strategic insights that help us stay ahead of the game. She and the team are deserving of the highest of our endorsements.

Licensed manager of managed investment schemes.

I heard about The Compliance Company before we began working with them.  I knew they were good. I just didn’t realise how good they were until we started working with them.  With The Compliance Company you are getting a true expert in their field.

Reporting entity.

The Compliance Company’s passion is infectious.  You can’t help but get excited about compliance when you work with them.

Reporting entity.

The Compliance Company worked with us to develop our understanding of our regulatory obligations. They took us to from having no understanding through to having an advanced understanding of not only our obligations, but also how to practically satisfy them in the context of our business. Their trainings were interesting, relatable, and engaging.  I can’t speak highly enough of The Compliance Company and their training sessions.

Manager of managed investment schemes.

When our business was formed in September 2020 it made inquiries in the market regarding the development of a Compliance Programme and Risk Assessment. The Compliance Company was chosen for this task and it has since been an invaluable advisor to the company in the compliance space. Not only was the work done by The Compliance Company on the relevant documentation of the highest standard, it also trained our team in the application of the Programme. We have relied on The Compliance Company in many other ways in the intervening years, including the review of legal opinions, the authoring of the Annual Report, the assurance and audit processes, general advice regarding compliance matters arising, and the changing focus of the regulator. If your company is looking for real expertise and a compliance partner with both insight and intellect, then The Compliance Company will satisfy that need.

Non-bank non-deposit taking lender.

I’ve had the pleasure of working with Jeannette and her team at The Compliance Company on two occasions. She is an expert in her field. She explains the nuance of regulations extremely well and she develops and implements Compliance programmes that are compliant with a commercial lens. Her communication style is open, transparent, and polished. She demonstrates a genuine passion for what she does, and this is evident if you’ve had the opportunity to learn during one of her training sessions. I value her opinion and the professionalism that she brings. She has a proven track record of experience that is extremely valuable when navigating grey areas of legislation.

Licensed manager of managed investment schemes.

The Compliance Company.  They might be small, but they pack a punch.

We are a family-owned business, established in the 1990s and captured under the FMCA regime in late 2016.  We thought we had our ducks in a row and were prepared, but we had two breaches under our belt within two weeks of transitioning.  We were extremely fortunate to be introduced to Jeanette and The Compliance Company.  Jeanette’s prerequisite to engagement was having complete access and learning everything there was to know about us.  This she did, a complete and comprehensive understanding of our business from top to bottom, inside and out.  This understanding meant The Compliance Company could assist us from the ground up, building policy and management practices to enable us to navigate and meet our obligations in the evolving regulatory, compliance, and legal environment, followed by training, implementation, assurance testing, and embedding.  The Compliance Company has been with us every step of the way, from front-facing our regulators to establishing a sound compliance framework to advanced innovative risk, compliance, and governance systems. 

We wouldn’t be here today without Jeanette and her team.  They care about us, and they will care about you too.

The Compliance Company office sports a hidden superhero artwork — a true reflection, in my opinion.